Lam, Yee Kwan (SFC:ACI910) 林懿君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on corporate finance | 2003-04-04 | Rep | Advising on securities | 2003-04-04 | Rep | Asset management | 2003-04-04 | Rep | Dealing in securities | 2003-04-04 | Rep | Dealing in securities | 2008-04-17 | 2011-01-11 | Rep | Advising on futures contracts | 2008-05-26 | 2011-01-11 | Rep | Dealing in futures contracts | 2008-05-26 | 2011-01-11 | RO | Advising on futures contracts | 2011-01-11 | 2012-01-16 | RO | Advising on securities | 2011-01-11 | 2012-01-16 | RO | Dealing in futures contracts | 2011-01-11 | 2012-01-16 | RO | Dealing in securities | 2011-01-11 | 2012-01-16 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-04 | Rep | Asset management | 2003-04-04 | Rep | Dealing in futures contracts | 2003-04-04 |
| 3 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2004-11-23 | 2008-04-03 |
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