Lian, Wan 連雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-04-20 | 2005-01-14 |
2 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-01-18 | 2006-09-27 | Rep | Dealing in futures contracts | 2007-02-01 | 2014-09-24 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-12 | 2007-01-27 |
4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in futures contracts | 2004-03-24 |
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