Au, Kim Keung 歐劍強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2008-05-14 | 2009-03-16 |
2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-08-17 | 2011-11-11 |
3 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2011-08-17 | 2011-11-11 | Rep | Dealing in securities | 2011-08-17 | 2011-11-11 |
4 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-04-30 | 2011-08-04 | Rep | Dealing in securities | 2009-06-01 | 2011-08-04 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-14 | 2011-08-04 |
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