Chim, Wai Kwok 詹偉國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2019-03-27 | RO | Dealing in futures contracts | 2019-03-27 | Rep | Advising on securities | 2019-08-06 | 2023-09-28 | Rep | Dealing in securities | 2019-08-06 | 2023-09-28 | RO | Advising on securities | 2023-09-28 | RO | Dealing in securities | 2023-09-28 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-10 | 2014-11-28 | RO | Dealing in futures contracts | 2014-11-28 | 2018-05-31 | RO | Advising on futures contracts | 2017-11-16 | 2018-05-31 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-10 | 2018-05-31 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-09-11 | 2010-12-31 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-11 | 2010-12-31 |
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