Chow, Kwai Shing 鄒貴成

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2008-10-16 2010-08-19
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2008-07-02 2010-08-19
3 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2011-09-06 2012-08-11
4 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2011-09-06 2012-08-11
5 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2012-09-06 2014-10-07
RO Dealing in securities 2014-10-07 2014-10-26
6 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2012-09-06 2014-10-26

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