Chow, Kwai Shing 鄒貴成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-10-16 | 2010-08-19 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-07-02 | 2010-08-19 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-09-06 | 2012-08-11 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-06 | 2012-08-11 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-09-06 | 2014-10-07 | RO | Dealing in securities | 2014-10-07 | 2014-10-26 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-06 | 2014-10-26 |
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