Chun, Anna Yan Yan 秦欣欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-13 | |
2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-13 | |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-03-19 | 2010-06-29 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-03-19 | 2010-06-29 |
5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-09 | Rep | Advising on securities | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Automated trading services | 2004-06-09 | Rep | Dealing in securities | 2008-03-12 |
6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-11-07 | 2008-03-12 |
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