Lau, Yau Lun 劉青靈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Easy Fund Management Company Limited | RO | Advising on securities | 2021-10-25 | 2023-12-15 |
| 2 | Easy Fund Management Company Limited | RO | Asset management | 2021-10-25 | 2023-12-15 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-05-10 | 2007-07-07 | SHUN LOONG FUTURES LIMITED | Rep | 2006-05-10 | 2007-07-07 | FULBRIGHT FUTURES LIMITED | Rep | 2009-03-16 | 2015-06-02 | Ruisen Port Securities Limited | RO | 2018-06-06 |
| 4 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-07-27 | 2007-07-07 | Everbright Securities Investment Services (HK) Limited | Rep | 2006-02-03 | 2007-07-07 | ABCI Securities Company Limited | Rep | 2007-07-25 | 2009-03-06 | FULBRIGHT SECURITIES LIMITED | Rep | 2009-03-16 | 2015-06-02 | Grand Cartel Securities Company Limited | Rep | 2015-06-15 | 2015-07-20 | Grand Cartel Securities Company Limited | RO | 2015-07-20 | 2018-01-22 | Ruisen Port Securities Limited | Rep | 2018-03-27 | 2018-04-25 | Ruisen Port Securities Limited | RO | 2018-04-25 |
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