Lee, Tsz Hin (SFC:ATN988) 李子軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BG Asset Management Limited | Rep | Asset management | 2017-07-03 | 2019-02-28 |
| 2 | Black Marble Securities Limited | Rep | Dealing in securities | 2015-10-19 | 2016-02-18 | RO | Dealing in securities | 2016-02-18 | 2017-03-13 | Rep | Dealing in securities | 2017-03-13 | 2017-06-01 |
| 3 | Easy One Asset Management Limited | Rep | Asset management | 2019-04-15 | 2019-08-20 | RO | Advising on securities | 2019-08-20 | 2020-09-01 | RO | Asset management | 2019-08-20 | 2020-09-01 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2014-12-11 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-13 | 2014-12-11 |
| 6 | Junxin Capital Management Limited | RO | Advising on securities | 2022-06-07 | RO | Asset management | 2022-06-07 |
| 7 | N Plus Capital Limited | RO | Advising on securities | 2021-05-14 | 2022-05-31 | RO | Asset management | 2021-05-14 | 2022-05-31 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-01-29 | 2015-10-19 |
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