Tong, Richard Wing Yung 唐榮勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-02-03 | 2016-02-25 |
2 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-11-12 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-11-12 | 2009-10-08 |
3 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-11-12 | 2004-02-19 | Rep | Dealing in securities | 2003-11-12 | 2009-10-08 |
4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-09 | 2014-11-14 |
5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-09 | 2014-11-14 |
6 | Gary Cheng Securities Limited | Rep | Dealing in securities | 2016-03-07 | 2016-12-13 | RO | Dealing in securities | 2016-12-13 | Rep | Advising on securities | 2017-08-03 |
7 | GCG Asset Management Limited | RO | Asset management | 2021-10-28 | |
8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-29 | Rep | Asset management | 2003-04-29 | Rep | Automated trading services | 2003-04-29 | Rep | Dealing in futures contracts | 2003-04-29 |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-29 | Rep | Advising on securities | 2003-04-29 | Rep | Asset management | 2003-04-29 | Rep | Automated trading services | 2003-04-29 | Rep | Dealing in securities | 2003-04-29 |
10 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2016-01-22 |
11 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2014-11-25 | 2016-01-22 |
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