Tsang, Chun Man (SFC:AMU470) 曾晉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-08-11 | 2017-10-02 |
| 2 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-11 | 2017-10-02 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-07-28 | 2017-09-26 | RO | Advising on securities | 2017-09-26 | 2017-10-02 | RO | Dealing in securities | 2017-09-26 | 2017-10-02 |
| 4 | DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-08-28 | 2018-08-30 | Rep | Dealing in securities | 2018-08-28 | 2018-08-30 | RO | Advising on securities | 2018-08-30 | 2021-02-09 | RO | Dealing in securities | 2018-08-30 | 2021-02-09 |
| 5 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-21 | 2012-06-30 |
| 6 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-21 | 2012-06-30 |
| 7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-31 | 2011-12-31 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-16 | 2011-12-31 | Rep | Advising on securities | 2022-05-10 | 2022-05-24 | Rep | Dealing in securities | 2022-05-10 | 2022-05-24 |
| 9 | GREAT BAY SECURITIES LIMITED | Rep | Advising on securities | 2022-06-09 | 2022-10-05 | Rep | Dealing in securities | 2022-06-09 | 2022-10-05 | RO | Advising on securities | 2022-10-05 | RO | Asset management | 2022-10-05 | RO | Dealing in securities | 2022-10-05 |
| 10 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2006-01-12 | 2010-07-02 |
| 11 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2016-10-17 | 2016-10-18 | RO | Dealing in securities | 2016-10-18 | 2017-07-02 |
| 12 | Kirin Securities Limited | Rep | Advising on securities | 2021-05-05 | 2021-06-25 | Rep | Dealing in securities | 2021-05-05 | 2021-06-25 | RO | Advising on securities | 2021-06-25 | 2022-02-11 | RO | Dealing in securities | 2021-06-25 | 2022-02-11 |
| 13 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-07-05 | 2013-11-22 | RO | Dealing in securities | 2013-11-22 | 2016-10-15 |
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