Kee, Carol Yuen Man 祁婉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2014-12-03 | 2015-07-07 |
2 | BLOOMING SECURITIES LIMITED | RO | Dealing in securities | 2019-08-29 | 2020-01-23 |
3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-06-17 | 2009-07-25 |
4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-01-17 | 2007-08-30 | RO | Dealing in securities | 2007-08-30 | 2008-06-07 |
5 | CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-05-11 | 2021-11-28 | RO | Asset management | 2020-05-11 | 2021-11-28 |
6 | China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2020-05-11 | 2021-11-28 |
7 | Easy Fund Management Company Limited | RO | Advising on securities | 2022-01-24 | 2023-02-03 | RO | Asset management | 2022-01-24 | 2023-02-03 |
8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-06 | 2010-06-15 | RO | Dealing in securities | 2010-06-15 | 2014-09-22 |
9 | Grit Capital Limited | RO | Advising on securities | 2023-05-17 | RO | Asset management | 2023-05-17 |
10 | Grit Securities Limited | RO | Dealing in securities | 2023-08-14 | |
11 | Realord Asia Pacific Securities Limited | RO | Dealing in securities | 2015-07-08 | 2018-01-31 |
12 | Ruisen Port Securities Limited | RO | Dealing in securities | 2022-01-24 | 2023-02-03 |
13 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-23 | Rep | Advising on securities | 2003-07-23 | Rep | Asset management | 2003-07-23 | Rep | Automated trading services | 2003-07-23 | Rep | Dealing in securities | 2003-07-23 |
14 | WANSOM SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-08-23 | 2018-12-18 |
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