Ko, Ka Wo 高家和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2004-12-08 | 2004-12-15 | RO | Dealing in securities | 2004-12-15 | 2008-01-28 |
| 2 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-24 | 2004-11-01 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-29 | 2008-04-03 | RO | Dealing in securities | 2008-04-03 | 2012-02-02 | Rep | Dealing in securities | 2012-02-02 | 2019-06-29 |
| 4 | SHAREGAIN DEVELOPMENT LIMITED | RO | Advising on corporate finance | 2004-09-02 | RO | Advising on securities | 2004-09-02 | RO | Asset management | 2004-09-02 | RO | Dealing in securities | 2004-09-02 |
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