Lin, Kingston King Ham 連敬涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canfield Securities Company Limited | Rep | Advising on securities | 2019-06-24 | 2019-08-06 | Rep | Asset management | 2019-06-24 | 2019-08-06 | Rep | Dealing in securities | 2019-06-24 | 2019-08-06 | RO | Advising on securities | 2019-08-06 | 2022-05-19 | RO | Asset management | 2019-08-06 | 2022-05-19 | RO | Dealing in securities | 2019-08-06 | 2022-05-19 |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Asset management | 2023-09-07 | 2024-01-31 | Rep | Dealing in securities | 2023-09-07 | 2024-01-31 |
| 3 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-07-10 | 2013-10-29 | RO | Asset management | 2013-10-29 | 2015-04-01 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2011-03-08 | 2011-03-30 | Rep | Dealing in securities | 2011-03-08 | 2015-04-01 | RO | Advising on securities | 2011-03-30 | 2015-04-01 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-06-23 | 2022-11-21 | Rep | Dealing in securities | 2022-06-23 | 2022-11-21 |
| 6 | orientiert International Markets Limited | RO | Advising on securities | 2016-08-30 | 2016-10-05 | RO | Asset management | 2016-08-30 | 2016-10-05 | RO | Dealing in securities | 2016-08-30 | 2016-10-05 |
| 7 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2015-04-16 | 2015-04-23 | Rep | Asset management | 2015-04-16 | 2015-04-23 | Rep | Dealing in securities | 2015-04-16 | 2016-02-04 | RO | Advising on securities | 2015-04-23 | 2016-10-05 | RO | Asset management | 2015-04-23 | 2016-10-05 | RO | Dealing in securities | 2016-02-04 | 2016-10-05 |
| 8 | Original Group Securities Limited | RO | Dealing in securities | 2016-12-15 | 2018-09-18 |
| 9 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Automated trading services | 2004-06-09 | Rep | Advising on securities | 2009-07-11 | Rep | Dealing in securities | 2009-07-11 |
| 10 | RHB ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-07-21 | 2011-01-13 |
| 11 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-07-21 | 2011-02-28 | Rep | Dealing in securities | 2009-07-21 | 2011-02-28 |
| 12 | TIAN YUAN FINANCE LIMITED | Rep | Advising on corporate finance | 2009-07-11 | Rep | Asset management | 2008-08-07 | 2009-07-11 |
| 13 | VC ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-10-23 | 2019-05-22 |
| 14 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2018-10-12 | 2018-10-23 | RO | Dealing in securities | 2018-10-23 | 2019-05-22 | RO | Advising on securities | 2019-02-14 | 2019-05-22 |
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