Chung, Roger Wai Ming 鍾偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Securities (HK) Limited | Rep | Advising on corporate finance | 2003-10-08 | Rep | Advising on securities | 2003-10-08 | Rep | Asset management | 2003-10-08 | Rep | Dealing in securities | 2003-10-08 |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-11-16 | 2016-12-05 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-30 | 2007-10-09 | Rep | Dealing in securities | 2013-02-19 | 2013-04-05 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2018-08-30 | 2021-09-02 |
| 5 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2018-05-02 | 2018-07-27 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-17 | 2013-01-31 | Rep | Dealing in securities | 2021-09-15 |
| 7 | HING WAI ALLIED SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-21 | 2004-08-24 |
| 8 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-30 | 2009-02-09 |
| 9 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-17 | 2015-11-06 | Rep | Dealing in securities | 2016-12-13 | 2018-03-08 |
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