Ko, Lap Chuen 高立川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on corporate finance | 2004-01-02 | Rep | Advising on securities | 2004-01-02 | Rep | Asset management | 2004-01-02 | Rep | Dealing in securities | 2004-06-10 |
| 2 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-07 | 2017-09-17 |
| 3 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-25 | 2015-11-02 | RO | Dealing in securities | 2015-11-02 | 2017-09-14 |
| 4 | CVP Securities Limited | Rep | Dealing in securities | 2004-07-23 | 2005-11-24 | Rep | Dealing in securities | 2006-03-08 | 2006-08-05 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2005-11-29 | 2006-03-06 | Rep | Dealing in securities | 2006-08-21 | 2009-10-21 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-22 | 2014-10-22 |
| 7 | HOI YICK INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-10-23 | 2019-11-14 | RO | Advising on securities | 2019-11-14 | 2021-04-16 | RO | Dealing in securities | 2019-11-14 | 2021-04-16 |
| 8 | Rui Da International Securities (Hong Kong) Limited | RO | Dealing in securities | 2022-02-24 | |
| 9 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2017-09-26 | 2019-10-20 |
| 10 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2017-09-26 | 2017-11-01 | RO | Dealing in securities | 2017-11-01 | 2019-10-20 |
| 11 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-29 | 2015-08-17 |
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