Ng, Kim Fung (SFC:ABX442) 吳劍峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | |
| 2 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2004-01-12 | |
| 3 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on securities | 2004-01-12 | |
| 4 | SINO CAPITAL SECURITIES LIMITED | Rep | Asset management | 2004-01-12 | Well Link International Securities Limited | Rep | 2004-01-12 |
| 5 | SINO CAPITAL SECURITIES LIMITED | Rep | Automated trading services | 2004-01-12 | Well Link International Securities Limited | Rep | 2004-01-12 |
| 6 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2004-01-12 | Planetree Futures Limited | Rep | 2004-03-08 | 2007-01-01 |
| 7 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-12 | Planetree Securities Limited | Rep | 2004-03-08 | 2007-01-01 | ONE CHINA SECURITIES LIMITED | Rep | 2007-01-04 | 2010-06-11 | FULBRIGHT SECURITIES LIMITED | Rep | 2010-06-29 | 2022-12-28 |
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