Ng, Siu Kei (SFC:AUD457) 吳兆基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-02-15 | 2018-04-03 | RO | Dealing in securities | 2018-04-03 | 2022-08-19 | Rep | Advising on securities | 2018-09-06 | 2022-08-19 | Rep | Advising on futures contracts | 2019-08-12 | 2022-08-19 | Rep | Dealing in futures contracts | 2019-08-12 | 2022-08-19 |
| 2 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-12-07 | 2017-10-11 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-10-12 | 2017-10-11 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-08 | 2016-07-22 | RO | Dealing in securities | 2016-07-22 | 2017-10-11 |
| 5 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-10-19 | 2022-12-20 | Rep | Advising on securities | 2022-10-19 | 2023-03-31 | RO | Dealing in securities | 2022-12-20 | RO | Advising on securities | 2023-03-31 | Rep | Asset management | 2023-03-31 | 2023-12-04 | RO | Asset management | 2023-12-04 |
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