Ng, Wai Man (SFC:AAU344) 吳偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-01-21 | 2009-04-01 | Rep | Dealing in securities | 2009-01-21 | 2009-04-01 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-03 | 2011-01-01 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-03 | 2019-01-22 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2008-12-12 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2008-12-12 | Rep | Dealing in futures contracts | 2004-11-29 | 2008-12-12 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2008-12-12 |
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