Yee, Laurie Chat Hoong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-22 | 2012-12-13 |
2 | Greater China Securities Limited (b1999-04-26) | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Dealing in securities | 2009-11-06 |
3 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-11-16 | 2010-02-06 |
4 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2012-12-18 | 2014-02-26 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-03-10 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2024-06-12 |
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