Liu, Xuan (SFC:ARJ697) 劉璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2016-12-08 | 2023-08-01 | Rep | Asset management | 2016-12-08 | 2023-08-01 | Rep | Dealing in securities | 2016-12-08 | 2023-08-01 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2015-03-03 | 2016-08-04 | Rep | Asset management | 2015-03-03 | 2016-08-04 | Rep | Dealing in securities | 2015-03-03 | 2016-08-04 |
| 3 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2008-07-28 | 2015-02-07 |
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