Chu, Babiana Ho Yan 朱皓欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2006-11-02 | 2013-08-09 | Rep | Dealing in securities | 2006-11-02 | 2013-08-09 | Rep | Asset management | 2006-11-02 | 2020-12-24 | RO | Advising on securities | 2013-08-09 | 2020-12-24 | RO | Dealing in securities | 2013-08-09 | 2020-12-24 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-04-02 | Rep | Advising on securities | 2006-09-19 | Rep | Asset management | 2006-09-19 | Rep | Dealing in securities | 2003-04-16 | 2004-04-02 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2004-04-02 | Rep | Advising on securities | 2004-04-02 | Rep | Asset management | 2004-04-02 | Rep | Dealing in securities | 2006-09-19 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2021-01-14 | Rep | Dealing in securities | 2021-01-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy