Ip, Sum Sum 葉森森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-22 | 2013-03-27 | Rep | Advising on securities | 2006-06-23 | 2013-03-27 | Rep | Asset management | 2006-06-23 | 2014-07-03 | RO | Advising on securities | 2013-03-27 | 2016-11-23 | RO | Dealing in securities | 2013-03-27 | 2016-11-23 |
| 2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2006-05-04 | Rep | Asset management | 2006-05-04 | Rep | Dealing in securities | 2004-01-05 | 2006-05-04 |
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