Lam, Michelle Iok Chan 林玉珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allard Partners Limited | Rep | Advising on securities | 2003-09-03 | 2004-03-01 | Rep | Asset management | 2003-09-03 | 2004-03-01 |
2 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2004-04-13 | 2004-05-13 | Rep | Asset management | 2004-04-13 | 2015-03-10 | Rep | Advising on securities | 2004-07-30 | 2019-02-04 | Rep | Advising on futures contracts | 2004-10-07 | 2013-05-20 | RO | Asset management | 2015-03-10 | 2019-02-04 |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-05-27 | Rep | Advising on securities | 2003-05-27 | Rep | Asset management | 2003-05-27 | Rep | Automated trading services | 2003-05-27 | Rep | Dealing in securities | 2003-05-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy