Lam, Michelle Iok Chan 林玉珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-05-27 | |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2003-05-27 | |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Asset management | 2003-05-27 | |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2003-05-27 | |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-05-27 | |
| 6 | Allard Partners Limited | Rep | Advising on securities | 2003-09-03 | 2004-03-01 |
| 7 | Allard Partners Limited | Rep | Asset management | 2003-09-03 | 2004-03-01 |
| 8 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2004-04-13 | 2004-05-13 |
| 9 | GAM HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-10-07 | 2013-05-20 |
| 10 | GAM HONG KONG LIMITED | Rep | Asset management | 2004-04-13 | 2015-03-10 |
| 11 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2004-07-30 | 2019-02-04 |
| 12 | GAM HONG KONG LIMITED | RO | Asset management | 2015-03-10 | 2019-02-04 |
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