Shaw, Josephine (SFC:ABG438) 邵宜瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | RO | Advising on corporate finance | 2004-10-28 | |
| 2 | GAM HONG KONG LIMITED | RO | Advising on securities | 2007-08-22 | |
| 3 | GAM HONG KONG LIMITED | RO | Asset management | 2007-08-22 | |
| 4 | GAM HONG KONG LIMITED | RO | Dealing in securities | 2007-08-22 | |
| 5 | GAM HONG KONG LIMITED | RO | Advising on futures contracts | 2005-01-05 | 2005-07-05 |
| 6 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2007-08-22 | 2012-10-09 |
| 7 | GAM HONG KONG LIMITED | Rep | Asset management | 2007-08-22 | 2012-10-09 |
| 8 | GAM HONG KONG LIMITED | Rep | Dealing in securities | 2007-08-22 | 2012-10-09 |
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