Siu, Wing Shan (SFC:AQG808) 蕭穎珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2009-10-05 | 2014-09-13 | Rep | Dealing in securities | 2009-10-05 | 2014-09-13 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2016-12-07 | 2021-12-31 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2016-12-07 | 2022-07-29 | Rep | Dealing in securities | 2016-12-07 | 2022-07-29 |
| 4 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2008-01-14 | 2009-10-01 | Rep | Dealing in securities | 2008-01-14 | 2009-10-01 |
| 5 | SYZ Asset Management (Asia) Limited | Rep | Advising on securities | 2014-09-26 | 2014-11-24 | Rep | Dealing in securities | 2014-09-26 | 2014-11-24 | RO | Advising on securities | 2014-11-24 | 2016-09-15 | RO | Dealing in securities | 2014-11-24 | 2016-09-15 |
| 6 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2022-08-12 | Rep | Dealing in securities | 2022-08-12 |
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