Wong, Suzanna Suk Wun 黃淑媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-01 | 2008-01-01 | Rep | Advising on securities | 2009-10-05 | 2014-04-26 | Rep | Dealing in securities | 2009-10-05 | 2014-04-26 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Advising on securities | 2006-08-28 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-10-08 | 2023-04-03 | Rep | Asset management | 2021-10-08 | 2023-04-03 | Rep | Dealing in securities | 2021-10-08 | 2023-04-03 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-10-08 | 2023-04-03 | Rep | Asset management | 2021-10-08 | 2023-04-03 | Rep | Dealing in securities | 2021-10-08 | 2023-04-03 |
| 5 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2008-01-14 | 2009-10-01 | Rep | Dealing in securities | 2008-01-14 | 2009-10-01 |
| 6 | SYZ Asset Management (Asia) Limited | Rep | Advising on securities | 2014-07-15 | 2014-07-18 | Rep | Dealing in securities | 2014-07-15 | 2014-07-18 | RO | Advising on securities | 2014-07-18 | 2016-09-15 | RO | Dealing in securities | 2014-07-18 | 2016-09-15 |
| 7 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2017-01-17 | 2018-10-31 | Rep | Dealing in securities | 2017-01-17 | 2018-10-31 | RO | Advising on securities | 2018-10-31 | 2020-11-10 | RO | Dealing in securities | 2018-10-31 | 2020-11-10 |
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