Yeung, Anthony Thomas Ching Lai 楊正禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-02-13 | |
| 2 | GAM HONG KONG LIMITED | Rep | Dealing in securities | 2004-06-14 | 2015-09-15 | Rep | Advising on securities | 2015-06-24 | 2015-09-15 |
| 3 | M&G Investments (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-14 | 2017-07-21 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Automated trading services | 2004-05-31 | Rep | Dealing in securities | 2004-05-31 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2004-05-31 |
| 6 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-18 | 2019-12-12 |
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