Ho, Alfred Kai Shing 何啟承

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ASIA ABSOLUTE ADVISORS LIMITED RO Advising on futures contracts 2004-08-19 2006-11-11
RO Advising on securities 2004-08-19 2006-11-11
RO Asset management 2004-08-19 2006-11-11
2 GAVEKAL CAPITAL LIMITED Rep Asset management 2006-11-23 2007-03-01
RO Asset management 2007-03-01
3 INVESCO ASSET MANAGEMENT ASIA LIMITED RO Advising on corporate finance 2003-10-27
RO Advising on securities 2004-04-13
RO Asset management 2004-04-13
RO Dealing in securities 2003-10-28 2004-04-13
4 INVESCO HONG KONG LIMITED RO Advising on corporate finance 2003-10-27
RO Advising on futures contracts 2004-04-13
RO Advising on securities 2004-04-13
RO Asset management 2004-04-13
RO Dealing in securities 2004-04-13
5 Marshall Wace Gavekal Asia Limited RO Asset management 2008-06-30 2013-04-30

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