Ho, Alfred Kai Shing 何啟承
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAVEKAL CAPITAL LIMITED | RO | Asset management | 2007-03-01 | |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | RO | Advising on corporate finance | 2003-10-27 | |
| 3 | INVESCO HONG KONG LIMITED | RO | Advising on corporate finance | 2003-10-27 | |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | RO | Advising on securities | 2004-04-13 | |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | RO | Asset management | 2004-04-13 | |
| 6 | INVESCO HONG KONG LIMITED | RO | Advising on futures contracts | 2004-04-13 | |
| 7 | INVESCO HONG KONG LIMITED | RO | Advising on securities | 2004-04-13 | |
| 8 | INVESCO HONG KONG LIMITED | RO | Asset management | 2004-04-13 | |
| 9 | INVESCO HONG KONG LIMITED | RO | Dealing in securities | 2004-04-13 | |
| 10 | INVESCO ASSET MANAGEMENT ASIA LIMITED | RO | Dealing in securities | 2003-10-28 | 2004-04-13 |
| 11 | ASIA ABSOLUTE ADVISORS LIMITED | RO | Advising on futures contracts | 2004-08-19 | 2006-11-11 |
| 12 | ASIA ABSOLUTE ADVISORS LIMITED | RO | Advising on securities | 2004-08-19 | 2006-11-11 |
| 13 | ASIA ABSOLUTE ADVISORS LIMITED | RO | Asset management | 2004-08-19 | 2006-11-11 |
| 14 | GAVEKAL CAPITAL LIMITED | Rep | Asset management | 2006-11-23 | 2007-03-01 |
| 15 | Marshall Wace Gavekal Asia Limited | RO | Asset management | 2008-06-30 | 2013-04-30 |
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