Simons, Warwick Dean
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AOP Capital Limited | Rep | Asset management | 2020-05-08 | 2020-05-26 |
| 2 | GAVEKAL CAPITAL LIMITED | Rep | Asset management | 2011-03-11 | 2012-02-07 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2013-02-27 | 2016-08-25 | Rep | Dealing in securities | 2013-02-27 | 2016-08-25 |
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