Mak, Yue Shing 麥汝成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2019-01-29 | 2019-02-27 | Rep | Dealing in futures contracts | 2019-01-29 | 2019-02-27 | RO | Advising on futures contracts | 2019-02-27 | 2019-05-05 | RO | Dealing in futures contracts | 2019-02-27 | 2019-05-05 | Rep | Advising on futures contracts | 2019-06-03 | 2020-03-05 | Rep | Dealing in futures contracts | 2019-06-03 | 2020-03-05 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-29 | 2019-05-05 | Rep | Dealing in securities | 2019-06-03 | 2020-03-05 |
| 3 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-06-01 | 2012-10-16 | RO | Advising on futures contracts | 2012-10-16 | 2013-02-28 | RO | Dealing in futures contracts | 2012-10-16 | 2013-02-28 |
| 4 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-07 | 2013-02-28 |
| 5 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2014-09-25 | 2015-07-31 |
| 6 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-18 | 2015-07-31 | RO | Dealing in futures contracts | 2013-03-18 | 2015-07-31 |
| 7 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-07-30 | Rep | Asset management | 2003-07-30 | Rep | Dealing in futures contracts | 2005-05-31 |
| 8 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2020-03-12 | 2020-05-11 | RO | Dealing in futures contracts | 2020-05-11 | 2021-02-11 |
| 9 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2020-03-12 | |
| 10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-11 | 2019-01-25 |
| 11 | Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2015-08-11 | 2019-01-25 | RO | Dealing in futures contracts | 2015-08-11 | 2019-01-25 |
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