Tam, Elly Wai Chi 譚慧慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GEO Securities Limited | Rep | Advising on securities | 2017-12-19 | 2018-08-22 | Rep | Dealing in securities | 2017-12-19 | 2018-08-22 | RO | Advising on securities | 2018-08-22 | 2022-07-04 | RO | Asset management | 2018-08-22 | 2022-07-04 | RO | Dealing in securities | 2018-08-22 | 2022-07-04 |
| 2 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-06-01 | 2017-06-08 |
| 3 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-01 | 2017-06-08 |
| 4 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-05 | Rep | Advising on securities | 2004-02-05 | Rep | Asset management | 2004-02-05 | Rep | Dealing in securities | 2005-05-31 |
| 5 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-02-05 | Rep | Asset management | 2004-02-05 | Rep | Dealing in futures contracts | 2005-05-31 |
| 6 | W. Falcon Asset Management (Asia) Limited | Rep | Advising on securities | 2017-06-21 | 2017-11-24 | Rep | Asset management | 2017-06-21 | 2017-11-24 | Rep | Dealing in securities | 2017-06-21 | 2017-11-24 |
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