Yim, Joseph Kwok Kwai 嚴國貴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE FUTURES COMPANY LIMITED | Rep | Asset management | 2004-11-25 | Rep | Advising on futures contracts | 2016-04-28 | Rep | Dealing in futures contracts | 2016-04-28 | Rep | Advising on futures contracts | 2016-05-11 | 2017-03-31 | Rep | Dealing in futures contracts | 2016-05-11 | 2017-03-31 |
| 2 | GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-03-29 | Rep | Asset management | 2005-03-29 | Rep | Advising on securities | 2016-04-28 | Rep | Dealing in securities | 2016-04-28 | Rep | Advising on securities | 2016-05-11 | 2017-03-31 | Rep | Dealing in securities | 2016-05-11 | 2017-03-31 |
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