Chan, Ka Ho (SFC:AWF460) 陳家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-11-11 | 2017-02-06 | RO | Dealing in securities | 2017-02-06 | 2018-08-16 | Rep | Advising on securities | 2017-04-18 | 2018-08-16 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2023-07-19 | 2023-08-11 | RO | Dealing in securities | 2023-08-11 | RO | Advising on securities | 2024-04-09 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2012-12-05 | 2013-10-06 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2012-08-06 | 2013-10-06 |
| 5 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-30 | 2012-07-13 |
| 6 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-17 | 2016-11-04 |
| 7 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-17 | 2016-11-04 |
| 8 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2018-12-07 | 2019-06-08 | RO | Dealing in securities | 2018-12-07 | 2019-06-08 |
| 9 | JINGHUI CAPITAL LIMITED | RO | Dealing in securities | 2019-11-12 | 2020-10-15 |
| 10 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2021-02-26 | 2021-04-12 | RO | Dealing in securities | 2021-04-12 | 2023-07-11 |
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