Wang, Yu (SFC:APZ458) 王彧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | RO | Advising on securities | 2017-10-25 | 2020-02-03 | RO | Asset management | 2017-10-25 | 2020-02-03 | RO | Dealing in securities | 2017-10-25 | 2020-02-03 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2016-10-24 | 2016-12-19 | Rep | Asset management | 2016-10-24 | 2016-12-19 | Rep | Dealing in securities | 2016-10-24 | 2016-12-19 | RO | Advising on securities | 2016-12-19 | 2020-02-03 | RO | Asset management | 2016-12-19 | 2020-02-03 | RO | Dealing in securities | 2016-12-19 | 2020-02-03 |
| 3 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-04-20 | 2020-02-03 | RO | Asset management | 2017-04-20 | 2020-02-03 | RO | Dealing in securities | 2017-04-20 | 2020-02-03 |
| 4 | CSII Capital Limited | RO | Advising on securities | 2020-10-05 | 2023-01-13 | RO | Asset management | 2020-10-05 | 2023-01-13 |
| 5 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-03 | 2013-07-12 | Rep | Advising on corporate finance | 2009-02-06 | 2013-07-12 | Rep | Asset management | 2009-02-06 | 2013-07-12 |
| 6 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2015-03-30 | 2015-05-15 | Rep | Asset management | 2015-03-30 | 2015-05-15 | RO | Advising on securities | 2015-05-15 | 2016-08-01 | RO | Asset management | 2015-05-15 | 2016-08-01 |
| 7 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2015-03-30 | 2015-05-15 | RO | Dealing in securities | 2015-05-15 | 2016-08-01 |
| 8 | QMIS Asset Management Limited | Rep | Asset management | 2013-07-24 | 2014-08-06 | RO | Advising on securities | 2014-08-06 | 2015-03-13 | RO | Asset management | 2014-08-06 | 2015-03-13 |
| 9 | QMIS Securities Limited | Rep | Dealing in securities | 2013-07-24 | 2014-08-06 | RO | Dealing in securities | 2014-08-06 | 2015-03-13 |
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