Chan, Ho Pok 陳浩博
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-04-19 | 2022-09-16 | Rep | Asset management | 2021-04-19 | 2022-09-16 |
| 2 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2022-10-25 | Rep | Asset management | 2022-10-25 | 2023-03-31 | RO | Asset management | 2023-03-31 |
| 3 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2008-02-01 | 2008-10-16 | Rep | Asset management | 2008-02-01 | 2008-10-16 |
| 4 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-03-25 | 2014-04-28 | Rep | Asset management | 2011-03-25 | 2014-04-28 |
| 5 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2007-04-24 | 2008-10-16 | Rep | Asset management | 2007-04-24 | 2008-10-16 | Rep | Dealing in securities | 2007-04-24 | 2008-10-16 |
| 6 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2014-05-02 | 2020-12-23 | Rep | Asset management | 2014-05-02 | 2020-12-23 | Rep | Dealing in securities | 2018-04-27 | 2020-12-23 |
| 7 | MIS SERVICES LIMITED (d2019-06-01) | Rep | Asset management | 2008-10-16 | 2010-11-13 |
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