Yu, Harry Koon Ying 余冠英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-08-26 | 2016-09-21 | Rep | Advising on securities | 2016-08-26 | 2016-09-21 | Rep | Dealing in securities | 2016-08-26 | 2016-09-21 | RO | Advising on corporate finance | 2016-09-21 | RO | Advising on securities | 2016-09-21 | RO | Dealing in securities | 2016-09-21 |
| 2 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-04-07 | 2011-04-15 | RO | Advising on corporate finance | 2011-04-15 | 2016-08-01 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-04-07 | 2011-04-15 | Rep | Advising on securities | 2011-04-07 | 2016-08-01 | RO | Dealing in securities | 2011-04-15 | 2016-08-01 |
| 4 | MUFG Securities Asia Limited | RO | Advising on corporate finance | 2010-12-31 | 2011-04-01 | RO | Advising on securities | 2010-12-31 | 2011-04-01 | RO | Dealing in securities | 2010-12-31 | 2011-04-01 |
| 5 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2004-01-26 | 2004-04-23 | Rep | Dealing in securities | 2004-01-26 | 2004-04-23 | RO | Advising on corporate finance | 2004-04-23 | 2008-06-29 | RO | Dealing in securities | 2004-04-23 | 2008-06-29 |
| 6 | PIPER JAFFRAY ASIA LIMITED | RO | Advising on corporate finance | 2004-01-01 |
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