Cheng, Yu Man (SFC:AQN907) 鄭宇汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | RO | Advising on corporate finance | 2022-07-22 | |
| 2 | ABCI CAPITAL LIMITED | RO | Dealing in securities | 2022-07-22 | |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2008-02-21 | 2009-10-09 |
| 4 | Shang International Finance Limited | Rep | Advising on corporate finance | 2009-10-28 | 2010-06-30 |
| 5 | Shang International Finance Limited | Rep | Advising on securities | 2009-11-23 | 2010-06-30 |
| 6 | Shang International Finance Limited | Rep | Dealing in securities | 2009-11-23 | 2010-06-30 |
| 7 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-11 | 2011-05-15 |
| 8 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-05-26 | 2017-12-01 |
| 9 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-02-12 | 2017-12-01 |
| 10 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-05-06 | 2022-07-22 |
| 11 | ABCI CAPITAL LIMITED | Rep | Dealing in securities | 2019-05-06 | 2022-07-22 |
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