Leung, Hiu Yi 梁曉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL CAPITAL LIMITED | Rep | Dealing in securities | 2007-09-24 | 2008-08-11 | Rep | Advising on corporate finance | 2007-10-04 | 2008-08-11 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-22 | 2007-04-10 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2008-09-16 | 2010-03-22 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-09-02 | 2019-11-15 | Rep | Advising on securities | 2019-10-31 | 2021-10-22 | RO | Advising on corporate finance | 2019-11-15 | 2021-10-22 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2019-09-02 | 2021-10-22 | Rep | Advising on securities | 2019-10-31 | 2021-07-20 |
| 6 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-04-01 | 2016-05-09 | RO | Advising on corporate finance | 2016-05-09 | 2019-09-01 |
| 7 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-02-12 | 2019-09-01 |
| 8 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2021-11-01 | 2022-02-08 | Rep | Dealing in securities | 2021-11-01 | 2022-02-08 | RO | Advising on corporate finance | 2022-02-08 | RO | Dealing in securities | 2022-02-08 |
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