Ting, Sai Man 丁世民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | RO | Dealing in futures contracts | 2004-02-04 | 2008-02-01 | RO | Advising on futures contracts | 2004-02-05 | 2008-02-01 |
| 2 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-05-06 | 2011-05-27 | RO | Dealing in futures contracts | 2011-05-27 | 2016-09-10 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2017-10-18 | 2017-12-05 | Rep | Advising on futures contracts | 2017-10-18 | 2018-02-20 | RO | Dealing in futures contracts | 2017-12-05 | 2020-03-27 | RO | Advising on futures contracts | 2018-02-20 | 2020-03-27 | Rep | Dealing in futures contracts | 2020-10-28 | 2021-01-21 | RO | Advising on futures contracts | 2021-01-21 | 2022-05-13 | RO | Dealing in futures contracts | 2021-01-21 | 2022-05-13 |
| 4 | Mason Securities Limited | Rep | Advising on securities | 2018-06-20 | 2020-03-27 | Rep | Dealing in securities | 2018-06-20 | 2020-03-27 | Rep | Advising on securities | 2020-10-28 | 2022-05-13 | Rep | Dealing in securities | 2020-10-28 | 2022-05-13 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Advising on futures contracts | 2003-12-08 | RO | Asset management | 2003-12-08 | RO | Dealing in futures contracts | 2003-12-18 | RO | Dealing in futures contracts | 2008-12-03 | 2011-01-22 |
| 6 | STRAITS FINANCIAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-02-28 | 2017-09-30 |
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