Chan, Ka Yeung (SFC:AMI151) 陳家揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-10-13 | 2007-04-04 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-05-09 | 2011-08-06 | Rep | Leveraged foreign exchange trading | 2008-11-18 | 2011-08-06 | Rep | Dealing in futures contracts | 2014-10-08 | 2017-05-25 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-05-09 | 2011-08-06 | Rep | Advising on securities | 2008-11-18 | 2011-08-06 | Rep | Dealing in securities | 2014-10-08 | 2017-05-25 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-08-05 | 2007-04-04 |
| 5 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-08-16 | 2012-04-30 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-08-16 | 2012-05-26 |
| 7 | YONG RONG (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-08-12 | 2013-12-31 |
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