Lam, Wang Tat 林宏達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-11-13 | 2011-06-24 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-11-13 | 2011-06-24 |
| 3 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-07-11 | 2017-06-01 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-07-11 | 2017-06-01 |
| 5 | ORION INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-06-13 | 2017-07-17 | RO | Dealing in securities | 2017-07-17 | RO | Advising on securities | 2020-10-14 | RO | Asset management | 2020-10-14 |
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