Wan, Chak Lam 溫澤林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-06-17 | 2007-02-27 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-08-06 | 2011-07-18 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-03-02 | 2011-07-18 | Rep | Advising on securities | 2007-08-06 | 2011-07-18 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-06-17 | 2007-02-27 |
| 5 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-08-02 | 2012-04-30 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-08-02 | 2013-10-03 |
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