Tsui, Chung 徐聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2009-02-16 | 2010-06-01 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-12-31 | 2010-06-01 | IBTS ASIA (HK) LIMITED | Rep | 2013-07-12 | 2014-11-20 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 2014-12-05 | 2014-12-09 |
| 3 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-12-05 | 2014-12-09 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-08-14 | 2010-06-01 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | 2013-04-03 | 2013-06-14 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-14 | 2010-06-01 | GF Securities (Hong Kong) Brokerage Limited | Rep | 2010-06-17 | 2013-06-14 | IBTS ASIA (HK) LIMITED | Rep | 2013-06-17 | 2014-11-20 | ABCI Securities Company Limited | Rep | 2014-12-29 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2010-06-01 |
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