Lee, Wai Keung (SFC:ACK897) 李偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nerico Brothers Limited (HK) | Rep | Advising on futures contracts | 2003-08-08 | Rep | Asset management | 2003-08-08 | Rep | Dealing in futures contracts | 2006-03-09 | Rep | Leveraged foreign exchange trading | 2005-09-06 | 2013-06-26 | RO | Asset management | 2006-03-09 | 2006-10-09 | RO | Dealing in futures contracts | 2006-03-09 | 2013-06-26 | Rep | Dealing in securities | 2009-12-16 | 2013-06-26 |
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