Mok, Wing Hon (SFC:AGD652) 莫榮漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2004-05-05 | Rep | Asset management | 2004-05-05 | Rep | Automated trading services | 2004-05-05 | Rep | Dealing in futures contracts | 2007-06-20 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on securities | 2004-05-05 | Rep | Asset management | 2004-05-05 | Rep | Automated trading services | 2004-05-05 | Rep | Dealing in securities | 2007-06-20 |
| 3 | Chinagri Cheung Kong Company Limited | RO | Advising on securities | 2023-11-16 | RO | Asset management | 2023-11-16 |
| 4 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2007-06-27 | 2008-05-27 | Rep | Dealing in futures contracts | 2007-06-27 | 2013-10-10 | Rep | Leveraged foreign exchange trading | 2008-03-13 | 2023-03-29 | RO | Dealing in securities | 2008-05-27 | 2023-03-29 | RO | Dealing in futures contracts | 2013-10-10 | 2023-03-29 |
| 5 | Space Securities Limited | Rep | Dealing in securities | 2023-05-09 | 2023-05-17 |
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