Au, Yip Hang 歐業亨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Nova Capital Management Limited | RO | Advising on securities | 2007-02-10 | RO | Asset management | 2007-02-10 | RO | Advising on corporate finance | 2005-05-10 | 2007-02-10 |
| 2 | Beevest Fortune Asset Management Limited | RO | Asset management | 2015-06-01 | 2015-11-09 | RO | Advising on securities | 2015-07-07 | 2015-11-09 |
| 3 | CHINA EASE INVESTMENT LIMITED | RO | Advising on securities | 2021-08-23 | 2022-11-28 | RO | Asset management | 2021-08-23 | 2022-11-28 |
| 4 | DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-02-03 | 2017-12-23 | RO | Advising on futures contracts | 2016-08-17 | 2017-12-23 |
| 5 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2015-12-07 | 2016-02-03 | RO | Advising on securities | 2016-02-03 | 2017-12-23 | RO | Dealing in securities | 2016-02-03 | 2017-12-23 | RO | Leveraged foreign exchange trading | 2016-02-03 | 2017-12-23 |
| 6 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2015-12-07 | 2016-02-03 | Rep | Asset management | 2015-12-07 | 2016-02-03 | RO | Advising on securities | 2016-02-03 | 2017-12-23 | RO | Asset management | 2016-02-03 | 2017-12-23 |
| 7 | Mirae Asset Securities (HK) Limited | RO | Advising on corporate finance | 2008-10-15 | 2009-02-28 |
| 8 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2009-08-24 | 2013-10-29 | Rep | Dealing in futures contracts | 2009-10-09 | 2013-10-29 | Rep | Leveraged foreign exchange trading | 2009-10-09 | 2013-10-29 | RO | Asset management | 2012-04-03 | 2015-06-01 | RO | Dealing in futures contracts | 2013-10-29 | 2015-06-01 | RO | Dealing in securities | 2013-10-29 | 2015-06-01 | RO | Leveraged foreign exchange trading | 2013-10-29 | 2015-06-01 |
| 9 | Value Partners Private Equity Limited | Rep | Advising on securities | 2007-02-28 | 2007-05-10 | Rep | Asset management | 2007-02-28 | 2007-05-10 | RO | Advising on securities | 2007-05-10 | 2008-07-25 | RO | Asset management | 2007-05-10 | 2008-07-25 |
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