Chan, Siu Lung (SFC:AWL331) 陳小龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-01-03 | 2016-11-23 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-03 | 2016-11-23 |
| 3 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-12-14 | 2011-12-19 | Rep | Dealing in futures contracts | 2011-06-21 | 2011-12-19 |
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