Ko, iola Tsz Mei 高紫薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-11-20 | Rep | Asset management | 2003-11-20 | Rep | Dealing in futures contracts | 2003-11-20 |
2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-14 | |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-21 | 2007-10-12 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-11-21 | 2007-10-12 |
5 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2007-11-22 | 2009-01-07 | Rep | Leveraged foreign exchange trading | 2007-11-22 | 2009-01-07 | Rep | Dealing in futures contracts | 2009-03-24 | 2021-04-30 | Rep | Leveraged foreign exchange trading | 2009-03-24 | 2021-04-30 |
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